Self-regulatory organizations

Results: 6954



#Item
681Financial system / Direct Edge / Consolidated Tape Association / Securities Exchange Act / Market data / BATS Global Markets / Day trading / Futures contract / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 18, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:16:42
682United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / Government / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / United States securities law / Financial regulation / 73rd United States Congress

June 28, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-06-28 14:23:27
683Financial markets / Self-regulatory organizations / United States Securities and Exchange Commission / Mathematical finance / Economy of the United States / Philadelphia Stock Exchange / Securities Exchange Act / Exchange rate / Algorithmic trading / Economics / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]February 13, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-13 14:51:32
684Economy of the United States / Financial regulation / United States / Securities Exchange Act / Chicago Stock Exchange / Securities Act / Regulation NMS / U.S. Securities and Exchange Commission / NASDAQ / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]March 2, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Speci

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:56:24
685Self-regulatory organizations / Corporate crime / U.S. Securities and Exchange Commission / Chicago Stock Exchange / National market system plan / Stock market / Securities Exchange Act / Chicago Board Options Exchange / NASDAQ OMX Group / Economy of the United States / Financial markets / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 6, 2015 Joint Industry Plan; Notice of Amendment to the National Market System Plan Governing the Process of Selecting a Plan Processor a

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-06 14:27:11
686Securities Exchange Act / Financial economics / Investment / Stock market / Direct Edge / Economy of the United States / New York Stock Exchange

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 10, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-10 15:38:58
687Financial regulation / United States securities law / Short selling / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Betting in poker / Short / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]February 19, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:07:04
688Rebate / Sales promotion

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 23, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-24 09:40:31
689Options Clearing Corporation / Exercise

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 5, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change, and Amendme

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-06 12:03:57
690Finance / Financial system / Financial Industry Regulatory Authority / Securities research / Financial analyst / Investment banking / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Industry and Financial Markets Association / Financial economics / United States securities law / Securities

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 20, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Deter

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-02-23 10:07:23
UPDATE